Certificate in Market Surveillance for Compliance Professionals
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Course Details
• Market Surveillance Overview
• Regulatory Framework for Market Surveillance
• Types of Market Surveillance
• Market Surveillance Tools and Techniques
• Surveillance for Insider Trading and Market Manipulation
• Risk-based Market Surveillance
• Market Surveillance Data Analysis
• Investigative Techniques in Market Surveillance
• Collaboration and Information Sharing in Market Surveillance
• Best Practices in Market Surveillance for Compliance Professionals
Career Path
Entry Requirements
- Basic understanding of the subject matter
- Proficiency in English language
- Computer and internet access
- Basic computer skills
- Dedication to complete the course
No prior formal qualifications required. Course designed for accessibility.
Course Status
This course provides practical knowledge and skills for professional development. It is:
- Not accredited by a recognized body
- Not regulated by an authorized institution
- Complementary to formal qualifications
You'll receive a certificate of completion upon successfully finishing the course.
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