Professional Certificate in Market Surveillance for Senior Compliance Professionals
-- ViewingNowThe Professional Certificate in Market Surveillance for Senior Compliance Professionals is a comprehensive course designed to empower compliance leaders with the necessary skills to monitor and enforce market regulations effectively. This program addresses the growing industry demand for experts who can ensure adherence to complex financial markets' rules and ethics.
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โข Market Surveillance Fundamentals
โข Understanding Market Manipulation and IllegAL Activities
โข Regulatory Framework for Market Surveillance
โข Risk-based Market Surveillance Strategies
โข Monitoring and Analyzing Market Data
โข Trade Reconstruction and Investigation Techniques
โข Communication and Collaboration with Regulatory Bodies
โข Implementing Effective Surveillance Tools and Systems
โข Developing Policies and Procedures for Market Surveillance
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