Certificate in Market Surveillance for Investment Firms
-- ViewingNowThe Certificate in Market Surveillance for Investment Firms is a comprehensive course that provides learners with essential skills in market surveillance, a critical function for investment firms. This course is increasingly important in today's financial markets, where regulatory scrutiny is at an all-time high, and firms must ensure market integrity and compliance with laws and regulations.
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GBP £ 140
GBP £ 202
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โข Market Surveillance Overview
โข Legal and Regulatory Framework for Market Surveillance
โข Types of Market Manipulation and Insider Trading
โข Market Surveillance Tools and Techniques
โข Surveillance of Trading Activities and Order Flow
โข Risk-based Approach to Market Surveillance
โข Investigating and Reporting Market Abuses
โข Case Studies in Market Surveillance
โข Data Analysis and Visualization in Market Surveillance
โข Best Practices for Effective Market Surveillance
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