Professional Certificate in Series J Legal Frameworks
-- ViewingNowThe Professional Certificate in Series J Legal Frameworks is a comprehensive course designed to provide learners with an in-depth understanding of the legal frameworks governing the financial services industry. This course is essential for anyone looking to advance their career in this field, as it covers the complex regulatory landscape that governs financial institutions and the products and services they offer.
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โข Unit 1: Introduction to Series J Legal Frameworks
โข Unit 2: Understanding Securities Regulation
โข Unit 3: Corporate Governance and Compliance
โข Unit 4: Insider Trading and Market Manipulation
โข Unit 5: Securities Offerings and Exemptions
โข Unit 6: Mergers and Acquisitions in the Securities Context
โข Unit 7: Securities Litigation and Enforcement
โข Unit 8: Investment Company Act and Investment Advisers Act
โข Unit 9: Ethical Considerations in Securities Law
โข Unit 10: Recent Developments and Trends in Series J Legal Frameworks
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