Professional Certificate in Market Surveillance for Compliance Officers
-- ViewingNowThe Professional Certificate in Market Surveillance for Compliance Officers is a comprehensive course designed to empower learners with critical skills in market surveillance. This program underscores the importance of maintaining market integrity and investor protection, making it essential for professionals in the financial industry.
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GBP £ 140
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โข Market Surveillance Fundamentals
โข Understanding Compliance Regulations and Guidelines
โข Identifying Market Manipulation and Insider Trading
โข Implementing Effective Surveillance Tools and Techniques
โข Monitoring and Analyzing Trade Data for Compliance
โข Conducting Investigations and Coordinating with Enforcement Agencies
โข Designing and Implementing Effective Surveillance Policies and Procedures
โข Managing Surveillance Technology and Systems
โข Communicating Surveillance Findings and Recommendations to Stakeholders
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