Professional Certificate in Market Surveillance for Compliance Officers
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• Market Surveillance Fundamentals
• Understanding Compliance Regulations and Guidelines
• Identifying Market Manipulation and Insider Trading
• Implementing Effective Surveillance Tools and Techniques
• Monitoring and Analyzing Trade Data for Compliance
• Conducting Investigations and Coordinating with Enforcement Agencies
• Designing and Implementing Effective Surveillance Policies and Procedures
• Managing Surveillance Technology and Systems
• Communicating Surveillance Findings and Recommendations to Stakeholders
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EntryRequirements
- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
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- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
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- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
- RegularCertificateDelivery
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