Professional Certificate in Market Surveillance for Legal and Compliance Teams
-- ViewingNowThe Professional Certificate in Market Surveillance for Legal and Compliance Teams is a comprehensive course designed to meet the growing industry demand for experts who can ensure market integrity and prevent financial crime. This certificate course highlights the importance of market surveillance in maintaining fair, transparent, and orderly markets, while also reducing systemic risks.
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GBP £ 140
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โข Market Surveillance Overview
โข Legal and Compliance Framework for Market Surveillance
โข Types of Market Manipulation and Insider Trading
โข Market Surveillance Tools and Techniques
โข Identifying and Investigating Suspicious Trading Activities
โข Regulatory Reporting and Record Keeping
โข Risk Management in Market Surveillance
โข Collaboration with Domestic and International Regulatory Bodies
โข Ethical Considerations in Market Surveillance
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