Professional Certificate in Market Surveillance for Legal and Compliance Teams
-- ViewingNowThe Professional Certificate in Market Surveillance for Legal and Compliance Teams is a comprehensive course designed to meet the growing industry demand for experts who can ensure market integrity and prevent financial crime. This certificate course highlights the importance of market surveillance in maintaining fair, transparent, and orderly markets, while also reducing systemic risks.
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⢠Market Surveillance Overview
⢠Legal and Compliance Framework for Market Surveillance
⢠Types of Market Manipulation and Insider Trading
⢠Market Surveillance Tools and Techniques
⢠Identifying and Investigating Suspicious Trading Activities
⢠Regulatory Reporting and Record Keeping
⢠Risk Management in Market Surveillance
⢠Collaboration with Domestic and International Regulatory Bodies
⢠Ethical Considerations in Market Surveillance
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