Professional Certificate in Market Surveillance for Legal and Compliance Teams

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The Professional Certificate in Market Surveillance for Legal and Compliance Teams is a comprehensive course designed to meet the growing industry demand for experts who can ensure market integrity and prevent financial crime. This certificate course highlights the importance of market surveillance in maintaining fair, transparent, and orderly markets, while also reducing systemic risks.

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AboutThisCourse

By enrolling in this course, learners will gain essential skills required to identify, analyze, and mitigate potential threats to the market. The course covers a wide range of topics, including market manipulation, insider trading, market abuse, and regulatory compliance. Upon completion, learners will be equipped with the necessary knowledge and skills to advance their careers in legal and compliance teams, as well as other related fields. In today's rapidly changing financial markets, the need for skilled professionals who can ensure market integrity has never been greater. By earning this certificate, learners will demonstrate their commitment to professional development and their ability to keep pace with the evolving regulatory landscape.

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CourseDetails

• Market Surveillance Overview
• Legal and Compliance Framework for Market Surveillance
• Types of Market Manipulation and Insider Trading
• Market Surveillance Tools and Techniques
• Identifying and Investigating Suspicious Trading Activities
• Regulatory Reporting and Record Keeping
• Risk Management in Market Surveillance
• Collaboration with Domestic and International Regulatory Bodies
• Ethical Considerations in Market Surveillance

CareerPath

EntryRequirements

  • BasicUnderstandingSubject
  • ProficiencyEnglish
  • ComputerInternetAccess
  • BasicComputerSkills
  • DedicationCompleteCourse

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  • NotAccreditedRecognized
  • NotRegulatedAuthorized
  • ComplementaryFormalQualifications

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CourseFee

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FastTrack GBP £140
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AcceleratedLearningPath
  • ThreeFourHoursPerWeek
  • EarlyCertificateDelivery
  • OpenEnrollmentStartAnytime
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StandardMode GBP £90
CompleteInTwoMonths
FlexibleLearningPace
  • TwoThreeHoursPerWeek
  • RegularCertificateDelivery
  • OpenEnrollmentStartAnytime
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  • FullCourseAccess
  • DigitalCertificate
  • CourseMaterials
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PROFESSIONAL CERTIFICATE IN MARKET SURVEILLANCE FOR LEGAL AND COMPLIANCE TEAMS
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London School of International Business (LSIB)
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05 May 2025
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